Monthly Archives: March 2016

Sharpening the Saw

This summer we bid farewell to well-known author and businessman, Stephen Covey, who left an enduring legacy with his books and self-help products. Just last year his best selling business book, “The Seven Habits of Highly Effective People,” was named by Time Magazine as one of “The 25 Most Influential Business Management Books.” Continue reading

Posted in Management | Comments Off on Sharpening the Saw

What Keeps Chief Compliance Officers Awake?

As if there weren’t enough regulations keeping CCOs awake at night, key provisions of Part 504 of the Superintendent’s Regulations slated to go into effect April 1, 2017, would require NYDFS regulated institutions to: *Maintain a Transaction Monitoring Program to … Continue reading

Posted in Compliance | Leave a comment


Posted in Compliance | Leave a comment

Culture Change That Sticks

Type “organization culture change” into Amazon’s search engine and you will be presented with over 2600 book titles from which to choose. Clearly, this is a topic that continues to resonate with leaders seeking to alter an organization’s deeply entrenched … Continue reading

Posted in Management | Leave a comment